Global Chief Compliance Officer Job at Alpine Solutions Group, Durham, NC

U1g3WlM4SGNxS0ZyblVkdklNcnJ5b3VSV1E9PQ==
  • Alpine Solutions Group
  • Durham, NC

Job Description

MUST:

  • Minimum of 10 years of experience in a senior compliance role within life insurance or annuities (annuities preferred)
  • Ability and experience meeting with regulators, looking at new regulations coming down the pipeline and how they impact the company
  • Exposure to global/offshore regulators
  • Experience helping to establish a compliance program or revamp a compliance program/create a culture around compliance at a company
  • Experience training on compliance and running compliance town halls
  • Juris Doctor (JD) preferred or second option would be just a bachelors or masters
  • People Management
  • Demonstrated knowledge of regulatory requirements in the United States, particularly those related to insurance and reinsurance.
  • Experience with SEC & FINRA requirements for registered products.
  • Experience developing and implementing compliance programs across multiple jurisdictions/regulatory frameworks.

PLUS:

  • Broker dealer, registered annuities, securities- super helpful
  • Certified Anti-Money Laundering Specialist (CAMS) certification preferred.
  • Experience with regulatory examinations and inquiries preferred.
  • Knowledge of data privacy regulations, such as GDPR and CCP preferred.
  • Experience working with international regulatory bodies preferred.

DAY TO DAY:

Our client, an annuities firm is seeking a highly experienced and motivated Global Chief Compliance Officer to lead our global compliance program. In this role, you will be responsible for developing, implementing, and maintaining a robust compliance framework across our operations in the United States, Bermuda, and the Cayman Islands. This role requires a deep understanding of the insurance and reinsurance industries, particularly as they relate to annuities, and the diverse regulatory landscapes. You will play a critical role in ensuring the company adheres to all applicable laws, regulations, and ethical standards across all operational jurisdictions. The Global Chief Compliance Officer will provide strategic direction and oversight to the global compliance team, fostering a culture of compliance and integrity throughout the organization. This role reports to the Chief Legal Officer and is required to be onsite 3 days a week at our Durham, NC headquarters. This person will have a Chief Compliance Officer report to them + that leaders team as well.

Job Tags

Offshore, 3 days per week,

Similar Jobs

Health Conservation, Inc. (HCI)

CDL Driver - Traveling Occupational Health Specialist Job at Health Conservation, Inc. (HCI)

 ...locations across the USA. Our driver technicians spend 80-90% weekly work hours performing occupational health screenings and 10-20% driving. Take a break from constant driving and learn a new skill with paid training! Requirements include: ~ Must be willing and able... 

Insight Global

Electrical Aircraft Mechanic Job at Insight Global

 ...Skills & Experience: ~ Experience working on a Boeing commercial or federal aircraft program A&P License Job Description: Insight Global is seeking Electrical Mechanics (level 2) to support a large Aviation Manufacturer in San Antonio, TX. Pay for this role is... 

QMG - QuiƱonez Management Group

Account Manager Entry Level Job at QMG - QuiƱonez Management Group

 ...for a full-time Account Manager. This person will get hands on training within our daily sales and business operations, additionally, they...  ...pay Learning and development Great team environment Paid Training Growth Opportunities If youre looking for a place... 

Woodgrain

Truck Driver Job at Woodgrain

 ...experience Employment Type: Hourly FT Work Environment: Monday - Friday, off on weekends Job Summary: Drivers are home every night. Schedules and routes will be discussed with the hiring manager (typically M-F). Base Location: 8100 SW Hunziker Road, Tigard, OR 9... 

United Way of Greenville

Marketing Coordinator Job at United Way of Greenville

 ...sponsorship marketing. Qualifications ~ Bachelors degree in Marketing, Communications, Public Relations, or a related field. ~1+ years of marketing or communications experience preferred (internships accepted). ~ Strong writing, editing, and storytelling skills...